| Read Time: 2 minutes | News & Articles |


Paul Prestia Formerly Of Laidlaw & Company (UK) Ltd Has A Customer Complaint For Alleged Broker Misconduct

Who is Paul Prestia formerly with Laidlaw & Company (UK) Ltd?

Paul Prestia

Paul Prestia (CRD #4477149) who was formerly registered as a broker with Laidlaw & Company (UK) Ltd and located in Melville, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Laidlaw & Company (UK) Ltd, Paul Prestia was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Paul Prestia has had his own regulatory problems. Refused to cooperate with a FINRA investigation into the handling of one of his customers accounts. As a result, he was first suspended then permanently barred from any further association with any FINRA member firm in any capacity in the future.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Paul Prestia Customer Complaint

Paul Prestia has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for overconcentration, unsuitable investment recommendations and excessive trading. Laidlaw and Co. settled the customer dispute in favor of the investor.

Paul Prestia Red Flags & Your Rights As An Investor

Of course, Paul Prestia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Prestia at Laidlaw & Company (UK) Ltd on alert to review carefully the activity and performance of their accounts and question whether Paul Prestia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Laidlaw & Company (UK) Ltd also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Laidlaw & Company (UK) Ltd Due To Paul Prestia

If you have questions about Laidlaw & Company (UK) Ltd and/or Paul Prestia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars