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Paul Meyer Of RBC Capital Markets, LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Paul Meyer of RBC Capital Markets, LLC?

Paul Meyer

Paul Meyer (CRD #3062534) who is currently registered as a broker and investment adviser with RBC Capital Markets, LLC and located in Minnetonka, Minnesota, is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, LLC, Paul Meyer was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Paul Meyer Customer Complaints

Paul Meyer has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by RBC Capital Markets in favor of the investors. The brokerage firm recently denied another customer complaint and, to date, the investor has not taken any further action. The other customer complaint is pending in an ongoing FINRA arbitration against RBC Capital Markets for Paul Meyer’s alleged misconduct.

Allegations Against Paul Meyer

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to follow customer’s instructions regarding sale of stocks.
  • Unauthorized trading
  • Mismanagement of accounts.
  • Poor advice and unauthorized trading

Paul Meyer Red Flags & Your Rights As An Investor

Of course, Paul Meyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Meyer at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Meyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Paul Meyer

If you have questions about RBC Capital Markets, LLC and/or Paul Meyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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