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DID PAUL WILLIAM BERNARDI CAUSE YOU INVESTMENT LOSSES?

Paul Bernardi Of Citizens Securities Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Paul Bernardi of Citizens Securities?

Paul Bernardi (CRD #2020579) who is currently registered with Citizens Securities and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.

Paul Bernardi Customer Complaints

Paul Bernardi has been the subject of 4 customer complaints that we know about. Two of Paul Bernardi’s 4 customer complaints were settled in favor of investors. Two of Paul Bernardi’s customers complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Paul Bernardi

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged that they were unaware of surrender penalties or surrender period on variable annuity and mutual fund purchased allegedly by Paul Bernardi.
  • Client’s attorney alleged that Fixed Annuity investment recommended was not suitable allegedly made by Paul Bernardi.
  • Clients alleged that they were misinformed by Paul Bernardi concerning mutual funds purchased.
  • Clients attorney alleged that mutual funds purchased by Paul Bernardi were unsuitable investments.

Paul Bernardi Red Flags & Your Rights As An Investor

Of course, Paul Bernardi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Bernardi at Citizens Securities on alert to review carefully the activity and performance of their accounts and question whether Paul Bernardi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citizens Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Citizens Securities Due To Paul Bernardi

If you have questions about Citizens Securities and/or Paul Bernardi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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