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Patrick George Of Avantax Investment Services And Formerly With 1st Global Capital Has A Customer Complaint For Alleged Broker Misconduct

Who is Patrick George of Avantax Investment Services?

Patrick George (CRD #4334319) who is currently registered with Avantax Investment Services and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Avantax Investment Services, Patrick George was associated with 1st Global Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Patrick George Customer Complaint

Patrick George has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were related to the clients, investment in the Walton Limited Partnership. Patrick George’s customer complaint was settled in favor of the investors.

Patrick George Red Flags & Your Rights As An Investor

Of course, Patrick George did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick George at Avantax Investment Services and 1st Global Capital on alert to review carefully the activity and performance of their accounts and question whether Patrick George has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services and 1st Global Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Avantax Investment Services Due To Patrick George

If you have questions about Avantax Investment Services, 1st Global Capital, and/or Patrick George and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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