DID PATRICK GREGORY GAITENS CAUSE YOU INVESTMENT LOSSES?
Patrick Gaitens Of Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Patrick Gaitens of Wells Fargo Clearing Services?
Patrick Gaitens (CRD #1710002) who is currently registered with Wells Fargo Clearing Services and located in Kenosha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.
Patrick Gaitens Customer Complaints
Patrick Gaitens has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Patrick Gaitens’ 2 customer complaints was settled in favor of investors. One of Patrick Gaitens’ customer complaint was denied and, to date, the customer has not taken any further action.
Allegations Against Patrick Gaitens
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Authorized party complained that Patrick Gaitens allegedly kept the client invested in an improper account allocation, which was not suitable for the client.
- Fraud, misrepresentation, breach of fiduciary duty alleging general damages and unspecified punitive damages allegedly by Patrick Gaitens.
Patrick Gaitens Red Flags & Your Rights As An Investor
Of course, Patrick Gaitens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Gaitens at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Patrick Gaitens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Patrick Gaitens
If you have questions about Wells Fargo Clearing Services and/or Patrick Gaitens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.