| Read Time: 2 minutes | Money Concepts Capital Complaints |


Patricia McCarthy Formerly With Money Concepts Capital Has A Customer Complaint For Alleged Broker Misconduct

Who is Patricia McCarthy formerly with Money Concepts Capital?

Patricia McCarthy (CRD #6272451) who was formerly registered with Money Concepts Capital and located in Palatine, Illinois is a subject of one of our many securities industry sales practice abuse investigations.

Patricia McCarthy Customer Complaint

Patricia McCarthy has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Statement of Claim alleged suitability violations, breach of fiduciary duty, negligence and breach of contract, common law fraud, and state security law violations. Patricia McCarthy’s customer complaint was settled in favor of the investors.

Patricia McCarthy Red Flags & Your Rights As An Investor

Of course, Patricia McCarthy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patricia McCarthy at Money Concepts Capital on alert to review carefully the activity and performance of their accounts and question whether Patricia McCarthy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Money Concepts Capital Due To Patricia McCarthy

If you have questions about Money Concepts Capital and/or Patricia McCarthy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars