DID PATRICIA J. HOLDMAN CAUSE YOU INVESTMENT LOSSES?
Patricia Holdman Of Charles Schwab & Co., Schwab Private Client Investment Advisory And Formerly With Vanguard Marketing And Vanguard Advisers Has A Customer Complaint For Alleged Broker Misconduct
Who is Patricia Holdman of Charles Schwab & Co.?
Patricia Holdman (CRD #5089863) who is currently registered with Charles Schwab & Co., Schwab Private Client Investment Advisory and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Charles Schwab & Co., Schwab Private Client Investment Advisory, Patricia Holdman was associated with Vanguard Marketing, Vanguard Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Patricia Holdman Customer Complaint
Patricia Holdman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were was advised to put one million dollars into the market when everyone smart in investing was getting out. Patricia Holdman’s customer complaint was denied and, to date, the customer has not taken any further action.
Patricia Holdman Red Flags & Your Rights As An Investor
Of course, Patricia Holdman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patricia Holdman at Charles Schwab & Co., Schwab Private Client Investment Advisory, Vanguard Marketing, and Vanguard Advisers on alert to review carefully the activity and performance of their accounts and question whether Patricia Holdman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Schwab Private Client Investment Advisory, Vanguard Marketing, and Vanguard Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Due To Patricia Holdman
If you have questions about Charles Schwab & Co., Schwab Private Client Investment Advisory, Vanguard Marketing, Vanguard Advisers, and/or Patricia Holdman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.