DID PATRICIA ANN GLEASON CAUSE YOU INVESTMENT LOSSES?
Patricia Ann Gleason of Cetera Advisors Has 3 Customer Complaints for Alleged Broker Misconduct
Who is Patricia A. Gleason of Cetera Advisors?
Patricia Gleason (CRD #2811669) who is currently registered with Cetera Advisors and located in Alachua, FL is the subject of one of our many securities industry sales practice abuse investigations.
Prior to Cetera Advisors, Patricia Gleason was associated with Morgan Stanley & Co. and 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Patricia Gleason Customer Complaints
In his/her career, Patricia Gleason has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Patricia Gleason’s 3 customer complaints was settled in favor of investors. Two of the customer’s complaints were denied and the customers did not take any further action.
Allegations Against Patricia Gleason
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Unsuitable investments, excessive commissions, mismanagement, and churning by Patricia Gleason.
- The client alleges that rolling over his 401 k into a 2005 IRA brokerage account and then utilizing some of the funds to repay other debts was not suitable advice.
- The client alleges agent Patricia Gleason filled out and signed their names to an annuity change of dealer form.
Patricia Gleason Red Flags & Your Rights as An Investor
Of course, Patricia Gleason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patricia Gleason at Cetera Advisors on alert to review carefully the activity and performance of their accounts and question whether Patricia Gleason has engaged in any stockbroker misconduct that may have caused them investment losses.
There have been a large number of customer complaints at Cetera Advisors which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at Cetera Advisors
If you have questions about Cetera Advisors and/or Patricia Gleason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.