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Panagiotis Ermogenous Of Santander Securities LLC And Formerly With Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Panagiotis Ermogenous of Santander Securities LLC?

Panagiotis Ermogenous

Panagiotis Ermogenous (CRD #5257901) who is currently registered as a broker and investment adviser with Santander Securities LLC and located in Garden City, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Santander Securities LLC, Panagiotis Ermogenous was associated with Wells Fargo Clearing Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Panagiotis Ermogenous Customer Complaints

Panagiotis Ermogenous has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Panagiotis Ermogenous’ former employers in favor of the investors.

Allegations Against Panagiotis Ermogenous

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Poor performance of managed account.
  • Unsuitability, breach of contract, and breach of fiduciary duty.
  • Misrepresentation of the characteristics and risks associated with multiple purchases of an ETF, failure to execute a stop loss order, and misrepresentation relating to the utilization of margin.

Panagiotis Ermogenous Red Flags & Your Rights As An Investor

Of course, Panagiotis Ermogenous did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Panagiotis Ermogenous at Santander Securities LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Panagiotis Ermogenous has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Santander Securities LLC Due To Panagiotis Ermogenous

If you have questions about Santander Securities LLC, Wells Fargo Clearing Services, LLC and/or Panagiotis Ermogenous and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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