Apr 13, 2023

Mark Hebert formerly with Deutsche Bank Securities Inc.

DID MARK HEBERT CAUSE YOU INVESTMENT LOSSES? Mark Hebert Formerly With Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Hebert Customer Complaint Mark Hebert has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose that bonds sold were unregistered 144 A securities and that the bonds were inconsistent with its portfolio guidelines. Wells Fargo Securities settled the customer dispute by canceling the customer’s purchase of the $9.5 million of bonds at issue. Mark Hebert Red Flags & Your Rights As An Investor Of course, Mark Hebert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hebert at Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Hebert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Deutsche Bank Securities Inc., Wells Fargo Securities, LLC and Morgan Stanley & Co, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Deutsche Bank Securities Inc. Due To Mark Hebert If you have questions about Deutsche Bank Securities Inc., Wells Fargo Securities, LLC, Morgan Stanley & Co, LLC and/or Mark Hebert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 8, 2023

Marcus McGlasson of LPL Financial LLC

DID MARCUS COREY MCGLASSON CAUSE YOU INVESTMENT LOSSES? Marcus McGlasson Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Marcus McGlasson Customer Complaint Marcus McGlasson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation and misleading statements relating to the offer and sale of 2 business development companies. LPL Financial has settled the customer complaint in favor of the investor. Marcus McGlasson Red Flags & Your Rights As An Investor Of course, Marcus McGlasson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus McGlasson at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Marcus McGlasson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Marcus McGlasson If you have questions about LPL Financial LLC and/or Marcus McGlasson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 7, 2023

Marc Linsky of Centaurus Financial, Inc.

DID MARC G LINSKY CAUSE YOU INVESTMENT LOSSES? Marc Linsky Of Centaurus Financial, Inc. and Formerly With Concourse Financial Group Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Marc Linsky Customer Complaint Marc Linsky has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for negligence, breach of fiduciary duty, violation of Pennsylvania Securities Act in relation to an investment recommendation in GPB Auto by financial advisor. Marc Linsky Red Flags & Your Rights As An Investor Of course, Marc Linsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Linsky at Centaurus Financial, Inc. and Concourse Financial Group Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marc Linsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. and Concourse Financial Group Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Marc Linsky If you have questions about Centaurus Financial, Inc., Concourse Financial Group Securities, Inc. and/or Marc Linsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 25, 2023

Kirk Badii of Independent Financial Group, LLC

DID KIRK BADII CAUSE YOU INVESTMENT LOSSES? Kirk Badii Of Independent Financial Group, LLC And Formerly With Cantella & Co., Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Kirk Badii Customer Complaints Kirk Badii has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by UBS Financial Services in favor of the investors. The other four customer complaints were denied by Kirk Badii’s former employer and the customers took no further action. Allegations Against Kirk Badii A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kirk Badii Red Flags & Your Rights As An Investor Of course, Kirk Badii did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Badii at Independent Financial Group, LLC and Cantella & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Kirk Badii has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Cantella & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Kirk Badii If you have questions about Independent Financial Group, LLC, Cantella & Co., Inc. and/or Kirk Badii and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2023

Keith Moore of Boustead Securities LLC

DID KEITH CHARLES MOORE CAUSE YOU INVESTMENT LOSSES? Keith Moore Of Boustead Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Keith Moore Customer Complaint Keith Moore has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unreasonable underwriter compensation related to the ATIF Holdings initial public offering. The customer complaint was denied by Boustead Securities and, to date, the customer has not taken any further action. Keith Moore Red Flags & Your Rights As An Investor Of course, Keith Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Moore at Boustead Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Keith Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Boustead Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Boustead Securities LLC Due To Keith Moore If you have questions about Boustead Securities LLC and/or Keith Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2023

Justin Pagel of Feltl & Company

DID JUSTIN WILLIAM PAGEL CAUSE YOU INVESTMENT LOSSES? Justin Pagel Of Feltl & Company Has 5 Customer Complaints For Alleged Broker Misconduct Justin Pagel Customer Complaints Justin Pagel has been the subject of 5 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award against Justin Pagel’s former employer. Three of the customer disputes were settled by Justin Pagel’s former employers. The last customer complaint was denied and the customer, today, is not taking any further action. Allegations Against Justin Pagel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Justin Pagel Red Flags & Your Rights As An Investor Of course, Justin Pagel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Pagel at Feltl & Company on alert to review carefully the activity and performance of their accounts and question whether Justin Pagel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Feltl & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Feltl & Company Due To Justin Pagel If you have questions about Feltl & Company and/or Justin Pagel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2023

Jose Cornide, Jr. formerly with UBS Financial Services Inc.

DID JOSE MANUEL CORNIDE, JR CAUSE YOU INVESTMENT LOSSES? Jose Cornide, Jr. Formerly With UBS Financial Services Inc. Has 13 Customer Complaints For Alleged Broker Misconduct Jose Cornide, Jr.  Customer Complaints Jose Cornide, Jr. has been the subject of 13 customer complaints that we know about to recover investment losses. Ten of the customer complaints were settled by UBS Financial Services in favor of the investors. The other 3 customer complaints were denied and to date, the customers have not taken any further action. Allegations Against Jose Cornide, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jose Cornide, Jr.  Red Flags & Your Rights As An Investor Of course, Jose Cornide, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Cornide, Jr. at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Jose Cornide, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Jose Cornide, Jr. If you have questions about UBS Financial Services Inc. and/or Jose Cornide, Jr. and and/or Jose Acosta Jordan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2023

Jonathan Hicks formerly with Madison Avenue Securities, Inc.

DID JONATHAN HAGAN HICKS CAUSE YOU INVESTMENT LOSSES? Jonathan Hicks Formerly With Madison Avenue Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jonathan Hicks Customer Complaints Jonathan Hicks has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor. The other customer complaint was settled by Jay Hagan Warren Capital Partners in favor of the investor. Allegations Against Jonathan Hicks A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jonathan Hicks Red Flags & Your Rights As An Investor Of course, Jonathan Hicks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Hicks at Madison Avenue Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Hicks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, Inc. Due To Jonathan Hicks If you have questions about Madison Avenue Securities, Inc. and/or Jonathan Hicks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 27, 2023

John Venetos formerly with Lincoln Financial Securities Corporation

DID JOHN STANLEY VENETOS CAUSE YOU INVESTMENT LOSSES? John Venetos Formerly With Lincoln Financial Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct John Venetos Customer Complaint John Venetoshas been the subject ofat least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were mismanagement of a client’s accounts. The customer complaint proceeded to arbitration and resulted in an award in favor of the customer. John Venetos Red Flags & Your Rights As An Investor Of course, John Venetos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Venetos at Lincoln Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether John Venetoshas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Securities Corporation also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Securities Corporation Due To John Venetos If you have questions aboutLincoln Financial Securities Corporation and/or John Venetos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 26, 2023

John Krohn formerly with Principal Securities, Inc.

DID JOHN MICHAEL KROHN CAUSE YOU INVESTMENT LOSSES? John Krohn Formerly With Principal Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct John Krohn Customer Complaints John Krohn has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors by his former employer Principal Securities. The other 3 customer complaints were denied by his former employer, and to date, the customers have not taken any further action. Allegations Against John Krohn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Krohn Red Flags & Your Rights As An Investor Of course, John Krohn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Krohn at Principal Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Krohn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Principal Securities, Inc. Due To John Krohn If you have questions about Principal Securities, Inc. and/or John Krohn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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