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Kirk Badii Of Independent Financial Group, LLC And Formerly With Cantella & Co., Inc. Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Kirk Badii of Independent Financial Group, LLC?

Kirk Badii

Kirk Badii (CRD #5829768) who is currently registered with Independent Financial Group, LLC and located in Southlake, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, LLC, Kirk Badii was associated with Cantella & Co., Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Kirk Badii Customer Complaints

Kirk Badii has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by UBS Financial Services in favor of the investors. The other four customer complaints were denied by Kirk Badii’s former employer and the customers took no further action.

Allegations Against Kirk Badii

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendation of illiquid alternative investments.
  • Investments were unsuitable due to customer’s age, investment profile and the illiquidity of the investments.
  • Unauthorized loan.
  • Recommendation of unsuitable in illiquid investments, including illiquid private equity investments and an unsuitable options income strategy.
  • Recommendation of alternative investments that were unsuitable without full explanation of the risk associated with those investments.

Kirk Badii Red Flags & Your Rights As An Investor

Of course, Kirk Badii did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Badii at Independent Financial Group, LLC and Cantella & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Kirk Badii has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Cantella & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Kirk Badii

If you have questions about Independent Financial Group, LLC, Cantella & Co., Inc. and/or Kirk Badii and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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