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Otho Evans, Jr. Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Otho Evans, Jr. of RBC Capital Markets, LLC?

Otho Evans, Jr

Otho Evans, Jr (CRD #1199304) who is currently registered as a broker and investment adviser with RBC Capital Markets, LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, LLC, Otho Evans, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Otho Evans, Jr. Customer Complaint

Otho Evans, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor misrepresented high-risk investments in breach of his fiduciary duty to act in the best interest of the clients related to structured product investments. RBC Capital Markets recently denied the customer complaint and so far the investor has not taken any further action.

Otho Evans, Jr. Red Flags & Your Rights As An Investor

Of course, Otho Evans, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Otho Evans, Jr. at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Otho Evans, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Otho Evans, Jr.

If you have questions about RBC Capital Markets, LLC and/or Otho Evans, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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