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Oscar Mesorana Colon Of Popular Securities, LLC Has 11 Customer Complaints For Alleged Broker Misconduct

Who is Oscar Mesorana Colon of Popular Securities, LLC?

Oscar Mesorana Colon

Oscar Mesorana Colon (CRD #3208330) who is currently registered with Popular Securities, LLC and located in San Juan, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Popular Securities, LLC, Oscar Mesorana Colon was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Oscar Mesorana Colon Customer Complaints

Oscar Mesorana Colon has been the subject of 11 customer complaints that we know about to recover investment losses. Ten of the customer complaints were settled by Popular Securities in favor of the investors. The brokerage firm denied one of the customer complaints and, to date, no further action is been taken by the customer.

Allegations Against Oscar Mesorana Colon

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Poor investment recommendations and misrepresentation that the investments were insured.
  • Ten of the customer complaints all similarly alleged unsuitable investment recommendations to purchase and hold a concentration of Puerto Rico Bonds and Puerto Rico closed-end funds in a portfolio.

Oscar Mesorana Colon Red Flags & Your Rights As An Investor

Of course, Oscar Mesorana Colon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Oscar Mesorana Colon at Popular Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Oscar Mesorana Colon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Popular Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Popular Securities, LLC Due To Oscar Mesorana Colon

If you have questions about Popular Securities, LLC and/or Oscar Mesorana Colon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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