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Norman Robbins Of Ameriprise Financial Services, LLC And Formerly With Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Norman Robbins of Ameriprise Financial Services, LLC?

Norman Robbins

Norman Robbins (CRD #731352) who is currently a broker registered with Ameriprise Financial Services, LLC and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Norman Robbins was associated with Cetera Advisor Networks LLC, Summit Brokerage Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Norman Robbins Customer Complaints

Norman Robbins has been the subject of 6 customer complaints that we know about to recover investment losses. One of the customer complaints proceeded to arbitration and resulted in an arbitration award being entered against Norman Robbins and his employer jointly and severally. The other 5 customer complaints were settled by Norman Robbins’ former employers in favor the investors.

Allegations Against Norman Robbins

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Overconcentration in real estate investments, commodity funds and energy stocks.
  • Unsuitable investment recommendations, misrepresentations and omissions of material information, violations of Summit Brokerage’s policies and procedures, and violations of security industry rules.
  • Unsuitable investment recommendations.
  • Unsuitable trades and misrepresentation.

Norman Robbins Red Flags & Your Rights As An Investor

Of course, Norman Robbins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norman Robbins at Ameriprise Financial Services, LLC, Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Norman Robbins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC, Cetera Advisor Networks LLC, and Summit Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Norman Robbins

If you have questions about Ameriprise Financial Services, LLC, Cetera Advisor Networks LLC, Summit Brokerage Services, Inc. and/or Norman Robbins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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