| Read Time: 2 minutes | News & Articles |


Norman Harp Of B.B. Graham & Company, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Norman Harp of B.B. Graham & Company, Inc.?

Norman Harp

Norman Harp (CRD #2480563) who is currently registered as a broker and investment adviser with B.B. Graham & Company, Inc. and located in Leawood, Kansas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to B.B. Graham & Company, Inc., Norman Harp was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Norman Harp Customer Complaints

Norman Harp has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Royal Alliance Associates and the investor took no further action. The other customer complaint filed against Moloney Securities for Norman Harp’s alleged misconduct is still pending in a FINRA arbitration.

Allegations Against Norman Harp

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Suitability and negligence related to corporate debt investments.
  • Unsuitable recommendation to purchase variable annuity contract.

Norman Harp Red Flags & Your Rights As An Investor

Of course, Norman Harp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norman Harp at B.B. Graham & Company, Inc. on alert to review carefully the activity and performance of their accounts and question whether Norman Harp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B.B. Graham & Company, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At B.B. Graham & Company, Inc. Due To Norman Harp

If you have questions about B.B. Graham & Company, Inc. and/or Norman Harp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars