DID NORBERT HELMUT FILIAN CAUSE YOU INVESTMENT LOSSES?
Norbert Filian Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is Norbert Filian of Equitable Advisors?
Norbert Filian (CRD #2998784) who is currently registered with Equitable Advisors and located in Rolling Meadows, Illinois is a subject of one of our many securities industry sales practice abuse investigations.
Norbert Filian Customer Complaint
Norbert Filian has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleges Norbert Filian sold him unsuitable REITs, and did not fully disclose the details of REITs. Norbert Filian’s customer complaint was settled in favor of the investors.
Norbert Filian Red Flags & Your Rights As An Investor
Of course, Norbert Filian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norbert Filian at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Norbert Filian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Norbert Filian
If you have questions about Equitable Advisors and/or Norbert Filian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.