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Norbert Endl Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Norbert Endl of Edward Jones?

Norbert Endl (CRD #6179913) who is currently registered with Edward Jones and located in Stuttgart, Arkansas is a subject of one of our many securities industry sales practice abuse investigations.

Norbert Endl Customer Complaints

Norbert Endl has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Norbert Endl’s customers; complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Norbert Endl

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The client alleged that Norbert Endl failed to follow his instructions to liquidate his holdings on March 10, 2020.
  • The client indicated Norbert Endl allegedly provided a poor recommendation when he recommended the client sell his equity securities to purchase mutual funds.

Norbert Endl Red Flags & Your Rights As An Investor

Of course, Norbert Endl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norbert Endl at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Norbert Endl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Edward Jones Due To Norbert Endl

If you have questions about Edward Jones and/or Norbert Endl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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