DID NOAH D. WERTHEIMER CAUSE YOU INVESTMENT LOSSES?
Noah Wertheimer Of Coastal Equities, Coastal Investment Advisors And Formerly With J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Noah Wertheimer of Coastal Equities?
Noah Wertheimer (CRD #4907880) who is currently registered with Coastal Equities, Coastal Investment Advisors and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Coastal Equities and Coastal Investment Advisors, Noah Wertheimer was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Noah Wertheimer Customer Complaints
Noah Wertheimer has been the subject of 2 customer complaints that we know about. Both of Noah Wertheimer’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Noah Wertheimer
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged poor recommendation/poor advice regarding managed account investment by Noah Wertheimer.
- Customer alleged Noah Wertheimer solicited investments on behalf of his spouse’s business.
Noah Wertheimer Red Flags & Your Rights As An Investor
Of course, Noah Wertheimer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Noah Wertheimer at Coastal Equities, Coastal Investment Advisors and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Noah Wertheimer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Coastal Equities, Coastal Investment Advisors and J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Coastal Equities Due To Noah Wertheimer
If you have questions about Coastal Equities, Coastal Investment Advisors, J.P. Morgan Securities, and/or Noah Wertheimer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.