| Read Time: 2 minutes | News & Articles |


Nikolaos Paloumbis Of Alexander Capital, L.P. Has A Customer Complaint For Alleged Broker Misconduct

Who is Nikolaos Paloumbis of Alexander Capital, L.P.?

Nikolaos Paloumbis

Nikolaos Paloumbis (CRD #6165537) who was formerly registered with Alexander Capital, L.P. and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Alexander Capital, L.P., Nikolaos Paloumbis was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Nikolaos Paloumbis Customer Complaint

Nikolaos Paloumbis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and negligence related to certain common stock and preferred stock investments. The FINRA arbitration proceeding filed against Alexander Capital for the advisor’s alleged misconduct is still pending.

Nikolaos Paloumbis Red Flags & Your Rights As An Investor

Of course, Nikolaos Paloumbis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nikolaos Paloumbis at Alexander Capital, L.P. on alert to review carefully the activity and performance of their accounts and question whether Nikolaos Paloumbis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alexander Capital, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Alexander Capital, L.P. Due To Nikolaos Paloumbis

If you have questions about Alexander Capital, L.P. and/or Nikolaos Paloumbis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars