DID NICOLAS CHARLES ULVERT CAUSE YOU INVESTMENT LOSSES?
Nicolas Ulvert Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct
Who is Nicolas Ulvert of Morgan Stanley?
Nicolas Ulvert (CRD #5156315) who is currently registered with Morgan Stanley and located in Potomac, Maryland is a subject of one of our many securities industry sales practice abuse investigations.
Nicolas Ulvert Customer Complaint
Nicolas Ulvert has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that they did not authorize the sale of their stock. Damages unspecified. Nicolas Ulvert’s customer complaint was settled in favor of the investors.
Nicolas Ulvert Red Flags & Your Rights As An Investor
Of course, Nicolas Ulvert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicolas Ulvert at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nicolas Ulvert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor
File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Nicolas Ulvert
If you have questions about Morgan Stanley and/or Nicolas Ulvert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.