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DID NICHOLAS C MCMAHAN CAUSE YOU INVESTMENT LOSSES?

Nicholas McMahan Of Hilltop Securities Inc. And Formerly With BBVA Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Nicholas McMahan of Hilltop Securities Inc.?

Nicholas McMahan

Nicholas McMahan (CRD #5578896) who is currently registered as a broker and investment adviser with Hilltop Securities Inc. and located in Austin, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hilltop Securities Inc., Nicholas McMahan was associated with BBVA Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Nicholas McMahan Customer Complaints

Nicholas McMahan has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by BBVA Securities in favor of the investor. Nicholas McMahan’s former employer denied the other customer complaint and, today, no further action has been taken.

Allegations Against Nicholas McMahan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to fully disclose the nature mechanics and risks of a non-principal protected structured notes.
  • Misrepresentation that a structured note would be paid back in full at maturity.

Nicholas McMahan Red Flags & Your Rights As An Investor

Of course, Nicholas McMahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas McMahan at Hilltop Securities Inc. and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas McMahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Nicholas McMahan

If you have questions about Hilltop Securities Inc., BBVA Securities Inc. and/or Nicholas McMahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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