| Read Time: 2 minutes | Equitable Advisors Complaints |

DID NICHOLAS CALEB DIOLOSA CAUSE YOU INVESTMENT LOSSES?

Nicholas Diolosa Of Equitable Advisors And Formerly With Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct

Who is Nicholas Diolosa of Equitable Advisors?

Nicholas Diolosa (CRD #5883403) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, Nicholas Diolosa was associated with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Nicholas Diolosa Customer Complaint

Nicholas Diolosa has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged unauthorized trading in his managed account by the representative and Firm. Nicholas Diolosa’s customer complaint was denied and, to date, the customer has not taken any further action.

Nicholas Diolosa Red Flags & Your Rights As An Investor

Of course, Nicholas Diolosa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Diolosa at Equitable Advisors, Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Nicholas Diolosa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Nicholas Diolosa

If you have questions about Equitable Advisors, Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and/or Nicholas Diolosa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...