DID NICHOLAS C CARTER CAUSE YOU INVESTMENT LOSSES?
Nicholas Carter Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct
Nicholas Carter Customer Complaint
Nicholas Carter has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty with respect to lack of detection of an elected outside fraud perpetrated against the client. The recently filed FINRA arbitration proceeding against Morgan Stanley for Nicholas Carter’s alleged misconduct is still pending.