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Neil Gavande Formerly With Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Neil Gavande formerly with Morgan Stanley?

Neil Gavande (CRD #4464545) who was formerly registered with Morgan Stanley and located in Palo Alto, California is a subject of one of our many securities industry sales practice abuse investigations.

Neil Gavande Customer Complaints

Neil Gavande has been the subject of 3 customer complaints that we know about. Two of Neil Gavande’s 3 customer complaints were settled in favor of investors. One of Neil Gavande’s customers complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Neil Gavande

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged that her instructions to liquidate her accounts were not followed by Neil Gavande.
  • Client alleged, inter alia, unsuitability with respect to investments by Neil Gavande.
  • The client’s attorney alleged that the investment that Neil Gavande placed his client in was not suitable as it was a risky investment. The client’s attorney further alleged that Mr. Gavande failed to disclose all of the information relative to this investment.

Neil Gavande Red Flags & Your Rights As An Investor

Of course, Neil Gavande did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Gavande at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Neil Gavande has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Neil Gavande

If you have questions about Morgan Stanley and/or Neil Gavande and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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