DID NATHANIEL BRIAN SPANGLER CAUSE YOU INVESTMENT LOSSES?
About Nathaniel Spangler Of Fidelity Brokerage Services LLC?
Nathaniel Spangler (CRD #6188007) is currently employed with Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors in Chandler, Arizona, since 2013 and 2018 respectively. He previously worked at Strategic Advisers LLC in Boston, Massachusetts, from December 2013 to July 2018. Spangler is registered with two Self-Regulatory Organizations (SROs) and licensed in 26 U.S. states and territories. He has passed two general industry/product exams and two multi-state securities law exams, demonstrating a comprehensive understanding of both general securities and state-specific regulatory requirements.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Nathaniel Spangler Customer Complaints and Reviews
Nathaniel Brian Spangler has been involved in one customer dispute:
- Customer Dispute (July 2020): A customer alleged that Spangler did not disclose the fees associated with a managed account. The customer sought $19,000 in damages. The complaint was received on July 20, 2020, and was denied on July 24, 2020.
Allegations Against Nathaniel Spangler
The specific allegations made against Nathaniel Brian Spangler include:
- Non-disclosure of Fees: The allegation involved a claim that Spangler failed to adequately disclose the fees associated with a managed account, which could have impacted the customer’s decision-making regarding the account. This dispute was officially denied, indicating that the firm found no basis for the complaint.
Nathaniel Spangler Red Flags & Your Rights As An Investor
Of course, Nathaniel Spangler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathaniel Spangler at Fidelity Brokerage Services LLCon alert to review carefully the activity and performance of their accounts and question whether Nathaniel Spanglerhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Nathaniel Spangler
If you have questions about Fidelity Brokerage Services LLC and/or Nathaniel Spangler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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