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Nathaniel Miller Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Nathaniel Miller of Edward Jones?

Nathaniel Miller

Nathaniel Miller (CRD #5527980) who is currently registered as a broker and investment adviser with Edward Jones and located in Mount Joy, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Nathaniel Miller was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Nathaniel Miller Customer Complaints

Nathaniel Miller has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Edward Jones in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken by the customer against the firm or the advisor.

Allegations Against Nathaniel Miller

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Poor investment advice and failure to disclose commissions.
  • Failure to follow customer’s instructions to sell only bond funds into retirement accounts.

Nathaniel Miller Red Flags & Your Rights As An Investor

Of course, Nathaniel Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathaniel Miller at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Nathaniel Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Edward Jones Due To Nathaniel Miller

If you have questions about Edward Jones and/or Nathaniel Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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