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Nathan Wells Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Nathan Wells of Cetera Advisor Networks LLC?

Nathan Wells

Nathan Wells (CRD #5553359) who is currently registered as a broker and investment adviser with Cetera Advisor Networks LLC and located in Morrison, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks LLC, Nathan Wells was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

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Nathan Wells Customer Complaints

Nathan Wells has been the subject of 2 customer complaints that we know about to recover investment losses. Both of these customer complaints were recently filed and are still pending against Voya Financial Advisors for Nathan Cole Wells’ alleged misconduct.

Allegations Against Nathan Wells

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to disclose the risk, illiquidity, and high commissions associated with  non-traded REITs and oil and gas private placements.
  • Recommendations of REITs and oil and gas investment was not in client’s best interest.

Nathan Wells Red Flags & Your Rights As An Investor

Of course, Nathan Wells did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Wells at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nathan Wells has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Nathan Wells

If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Nathan Wells and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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