| Read Time: 2 minutes | News & Articles |


Nathan Fincher, Jr. Formerly With Santander Securities LLC and NYLIFE Securities LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Nathan Fincher, Jr. formerly with Santander Securities LLC?

Nathan Fincher, Jr.

Nathan Fincher, Jr. (CRD #4505650) who was formerly registered as a broker with Santander Securities LLC and located in Manchester, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Santander Securities LLC, Nathan Fincher, Jr. was associated with NYLIFE Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Nathan Fincher, Jr. Customer Complaint

Nathan Fincher, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to switch variable annuities and reset the surrender charges for another 8 years. NYLIFE Securities settled the customer complaint for almost the full amount demanded by the investor.

Nathan Fincher, Jr. Red Flags & Your Rights As An Investor

Of course, Nathan Fincher, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Fincher, Jr. at Santander Securities LLC and NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Nathan Fincher, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities LLC and NYLIFE Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Santander Securities LLC Due To Nathan Fincher, Jr.

If you have questions about Santander Securities LLC, NYLIFE Securities LLC and/or Nathan Fincher, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars