DID NATHAN SCOTT DUNN CAUSE YOU INVESTMENT LOSSES?
Nathan Dunn Of Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct
Who is Nathan Dunn of Thrivent Investment Management?
Nathan Dunn (CRD #7008402) who is currently registered with Thrivent Investment Management and located in Keizer, Oregon is a subject of one of our many securities industry sales practice abuse investigations.
Nathan Dunn Customer Complaint
Nathan Dunn has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Nathan Dunn misrepresented the Variable Annuity surrender schedule when the contract was purchased. Nathan Dunn’s customer complaint was settled in favor of the investors.
Nathan Dunn Red Flags & Your Rights As An Investor
Of course, Nathan Dunn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Dunn at Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Nathan Dunn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Thrivent Investment Management Due To Nathan Dunn
If you have questions about Thrivent Investment Management and/or Nathan Dunn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.