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Narith Long Formerly With NYLIFE Securities LLC and Northwestern Mutual Investment Services, LLC Has 8 Customer Complaints For Alleged Broker Misconduct

Who is Narith Long formerly with NYLIFE Securities LLC?

Narith Long

Narith Long (CRD #6598152) who was formerly registered as a broker with NYLIFE Securities LLC and located in Glendale, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to NYLIFE Securities LLC, Narith Long was associated with Northwestern Mutual Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Narith Long has had regulatory problems as well. In 2021, the financial advisor was permanently barred from any further association with any FINRA member firm in any capacity for failure to respond to FINRA requests for information.

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Narith Long Customer Complaints

Narith Long has been the subject of 8 customer complaints that we know about to recover investment losses. All 8 of the customer complaints were settled by NYLIFE Securities in favor of the investors.

Allegations Against Narith Long

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Negligent Trading away from the brokerage firm.
  • Advisor implemented a high-risk, high-volume, high-frequency investment strategy in an account at a brokerage firm other than his employer.

Narith Long Red Flags & Your Rights As An Investor

Of course, Narith Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Narith Long at NYLIFE Securities LLC and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Narith Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Narith Long

If you have questions about NYLIFE Securities LLC, Northwestern Mutual Investment Services, LLC and/or Narith Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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