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Narinder Singh Formerly With Farmers Financial Solutions LLC and Proequities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Narinder Singh of Farmers Financial Solutions LLC?

Narinder Singh

Narinder Singh (CRD #3100308) who was formerly registered as a broker with Farmers Financial Solutions LLC and located in Sacramento, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Farmers Financial Solutions LLC, Narinder Singh was associated with Proequities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Narinder Singh has had regulatory problems as well. In 2020 the financial advisor was permanently barred by FINRA and all capacities for many further association with any FINRA member firm for refusing to cooperate with its investigation over an alleged fraudulent investment.

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or, give us a ring at (800) 732-2889.

Narinder Singh Customer Complaints

Narinder Singh has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint evolved into an arbitration and resulted in an arbitration award against him for compensatory damages, interest, and punitive damages. The other 3 customer complaints were settled by Narinder Singh’s former employer Transamerica Financial Advisors in favor of the investors.

Allegations Against Narinder Singh

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Solicitation of an investment contract away from brokerage firm.
  • Solicitation of investment contract that supposedly guaranteed him 5% interest for 6 months away from firm.
  • Advisor invested customers funds into or fraudulent investment in a business controlled by the representative.

Narinder Singh Red Flags & Your Rights As An Investor

Of course, Narinder Singh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Narinder Singh at Farmers Financial Solutions LLC  and Proequities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Narinder Singh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions LLC and Proequities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Farmers Financial Solutions LLC Due To Narinder Singh

If you have questions about Farmers Financial Solutions LLC, Proequities, Inc. and/or Narinder Singh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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