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Mohammad Sarhan with J.P. Morgan Securities, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year

Who is Mohammad Sarhan with J.P. Morgan Securities, LLC?

Mohammad Sarhan (CRD #4332630) who is currently registered with J.P. Morgan Securities, LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to J.P. Morgan Securities, LLC, Mohammad Sarhanwas associated with and 5other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

J.P. Morgan Securities, LLC Broker Misconduct

In his career, Mohammad Sarhan has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses.  

Both of the customer complaints made against Mohammad Sarhan’s current employer J.P. Morgan Securities, LLC for investment losses caused by his alleged misconduct were recently denied by the firm and stated, customers, have not filed the arbitration claims.

Allegations Against Mohammad Sarhan

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The client alleges unsuitable recommendations relating to mutual fund investments.
  • The client alleges misrepresentation and unsuitable recommendations relating to mutual fund investments.

Mohammad Sarhan Red Flags & Your Rights as An Investor

Of course, Mohammad Sarhan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Mohammad Sarhan at J.P. Morgan Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Mohammad Sarhan has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints at J.P. Morgan Securities, LLC in such a short period also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at J.P. Morgan Securities, LLC

If you have questions about J.P. Morgan Securities, LLC and/or Mohammad Sarhanand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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