| Read Time: 2 minutes | Ameriprise Financial Services Complaints | News & Articles |


Mitchell Jacobs Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Mitchell Jacobs of Ameriprise Financial Services, LLC?

Mitchell Jacobs

Mitchell Jacobs (CRD #2634912) who is currently registered as a broker and investment adviser with Ameriprise Financial Services, LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Mitchell Jacobs was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Mitchell Jacobs Customer Complaint

Mitchell Jacobs has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser failed to liquidate Bonds and purchase certificates of deposit per the client’s request in April 2023. Ameriprise Financial Services recently denied the customer complaint and thus far, the investor is not taking any further action.

Mitchell Jacobs Red Flags & Your Rights As An Investor

Of course, Mitchell Jacobs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchell Jacobs at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mitchell Jacobs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Mitchell Jacobs

If you have questions about Ameriprise Financial Services, LLC and/or Mitchell Jacobs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars