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Mirsad Muharemovic Of Arive Capital Markets And Formerly With Cape Securities Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Mirsad Muharemovic of Arive Capital Markets?

Mirsad Muharemovic (CRD #3122589) who is currently registered with Arive Capital Markets and located in Staten Island, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arive Capital Markets, Mirsad Muharemovic was associated with Cape Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Mirsad Muharemovic Customer Complaints

Mirsad Muharemovic has been the subject of 3 customer complaints that we know about. One of Mirsad Muharemovic’s 3 customer complaints resulted in an arbitration award in favor of the investors. One of Mirsad Muharemovic’s  customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Arive Capital Markets for investment losses caused by Mirsad Muharemovic’s alleged misconduct.

Allegations Against Mirsad Muharemovic

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Mirsad Muharemovic’s alleged Churning, Excessive Trading, Unsuitability.
  • High pressure sales tactics, misrepresentation, excessive margin, etc. allegedly by Mirsad Muharemovic.
  • Unsuitability allegedly by Mirsad Muharemovic.

Mirsad Muharemovic Red Flags & Your Rights As An Investor

Of course, Mirsad Muharemovic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mirsad Muharemovic at Arive Capital Markets and Cape Securities on alert to review carefully the activity and performance of their accounts and question whether Mirsad Muharemovic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arive Capital Markets and Cape Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Arive Capital Markets Due To Mirsad Muharemovic

If you have questions about Arive Capital Markets, Cape Securities, and/or Mirsad Muharemovic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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