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Miguel Castro Of Raymond James Financial Services, Inc. And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct

Who is Miguel Castro of Raymond James Financial Services, Inc.?

Miguel Castro

Miguel Castro (CRD #1412242) who is currently registered as a broker and investment adviser with Raymond James Financial Services, Inc. and located in Montgomery, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Miguel Castro was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Miguel Castro Customer Complaint

Miguel Castro has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the clients securities were deposited in a joint account without discussion about the impacts of a joint owner in the use of stock for margin trading. Edward Jones denied the customer complaint and, to date, the customer is not taken any further action.

Miguel Castro Red Flags & Your Rights As An Investor

Of course, Miguel Castro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Miguel Castro at Raymond James Financial Services, Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Miguel Castro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

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File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Miguel Castro

If you have questions about Raymond James Financial Services, Inc., Edward Jones and/or Miguel Castro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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