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Michelle Werth Of Cadaret Grant & Co. And Formerly With Putnam Retail Management Limited Partnership Has A Customer Complaint For Alleged Broker Misconduct

Who is Michelle Werth of Cadaret Grant & Co.?

Michelle Werth (CRD #3054084) who is currently registered with Cadaret Grant & Co.and located in Baldwinsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cadaret Grant & Co., Michelle Werth was associated with Putnam Retail Management Limited Partnership and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Michelle Werth Customer Complaint

Michelle Werth has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer was unhappy with tax consequence as a result of recommended sales. Michelle Werth’s customer complaint was denied and, to date, the customer has not taken any further action.

Michelle Werth Red Flags & Your Rights As An Investor

Of course, Michelle Werth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Werth at Cadaret Grant & Co. and Putnam Retail Management Limited Partnership on alert to review carefully the activity and performance of their accounts and question whether Michelle Werth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret Grant & Co. and Putnam Retail Management Limited Partnership also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cadaret Grant & Co. Due To Michelle Werth

If you have questions about Cadaret Grant & Co., Putnam Retail Management Limited Partnership, and/or Michelle Werth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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