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Michelle Vazquez Of Nationwide Planning Associates Inc. And Formerly With Oriental Financial Services Corp. Has 14 Customer Complaints For Alleged Broker Misconduct

Who is Michelle Vazquez of Nationwide Planning Associates Inc.?

Michelle Vazquez

Michelle Vazquez (CRD #4140680) who is currently registered with Nationwide Planning Associates Inc. and located in Hato Rey, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Nationwide Planning Associates Inc., Michelle Vazquez was associated with Oriental Financial Services Corp. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Michelle Vazquez Customer Complaints

Michelle Vazquez has been the subject of 14 customer complaints that we know about to recover investment losses. Thirteen of the customer complaints were settled in favor of the investors. One customer complaint was withdrawn.

Allegations Against Michelle Vazquez

The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses relate to the offer and sale of Puerto Rico municipal bonds and Puerto Rico denominated closed-end bond funds. The allegations included misrepresentations, misleading statements, overconcentration, unsuitable investment recommendations to purchase and hold the investments, etc.

Michelle Vazquez Red Flags & Your Rights As An Investor

Of course, Michelle Vazquez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Vazquez at Nationwide Planning Associates Inc. and Oriental Financial Services Corp. on alert to review carefully the activity and performance of their accounts and question whether Michelle Vazquez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nationwide Planning Associates Inc. and Oriental Financial Services Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Nationwide Planning Associates Inc. Due To Michelle Vazquez

If you have questions about Nationwide Planning Associates Inc., Oriental Financial Services Corp. and/or Michelle Vazquez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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