| Read Time: 2 minutes |


Michelle Parker Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Michelle Parker formerly with Wells Fargo Clearing Services?

Michelle Parker (CRD #2590034) who was formerly registered with Wells Fargo Clearing Services and located in Santa Fe, New Mexico is a subject of one of our many securities industry sales practice abuse investigations.

Michelle Parker Customer Complaints

Michelle Parker has been the subject of 2 customer complaints that we know about. One of Michelle Parker’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Wells Fargo Clearing Services for investment losses caused by Michelle Parker’s alleged misconduct.

Allegations Against Michelle Parker

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client verbally expressed concern over the value of her account, that she did not receive monthly account statements for a period of time and received an unsolicited deposit in her account allegedly by Michelle Parker.
  • Plaintiff alleged that Michelle Parker made unauthorized transactions instead of managing the Plaintiff’s assets as expected.

Michelle Parker Red Flags & Your Rights As An Investor

Of course, Michelle Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Parker at Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Michelle Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Michelle Parker

If you have questions about Wells Fargo Clearing Services and/or Michelle Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars