| Read Time: 2 minutes | News & Articles |


Michelle Nguyen Of J.P. Morgan Securities LLC And Formerly With HSBC Securities (USA) Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Michelle Nguyen of J.P. Morgan Securities LLC?

Michelle Nguyen

Michelle Nguyen (CRD #6569997) who is currently registered as a broker and investment adviser with J.P. Morgan Securities LLC and located in San Jose, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Michelle Nguyen was associated with HSBC Securities (USA) Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Michelle Nguyen Customer Complaint

Michelle Nguyen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for making unsuitable investments in a managed account. J.P. Morgan Securities denied the customer complaint and, to date, the customer is not taken any further action.

Michelle Nguyen Red Flags & Your Rights As An Investor

Of course, Michelle Nguyen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Nguyen at J.P. Morgan Securities LLC and HSBC Securities (USA) Inc. on alert to review carefully the activity and performance of their accounts and question whether Michelle Nguyen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and HSBC Securities (USA) Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Michelle Nguyen

If you have questions about J.P. Morgan Securities LLC, HSBC Securities (USA) Inc. and/or Michelle Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars