DID MICHAEL PAUL VOLTIN CAUSE YOU INVESTMENT LOSSES?
Michael Voltin Of Merrill Lynch Pierce Fenner & Smith And Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is Michael Voltin of Merrill Lynch Pierce Fenner & Smith?
Michael Voltin (CRD #6115457) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Michael Voltin was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Michael Voltin Customer Complaint
Michael Voltin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that the Michael Voltin’s recommendation to rollover her 401k into a variable annuity was unsuitable. Michael Voltin’s customer complaint was denied and, to date, the customer has not taken any further action.
Michael Voltin Red Flags & Your Rights As An Investor
Of course, Michael Voltin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Voltin at Merrill Lynch Pierce Fenner & Smith and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Voltin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Voltin
If you have questions about Merrill Lynch Pierce Fenner & Smith, AXA Advisors, and/or Michael Voltin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.