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Michael Speer Formerly With Cambridge Investment Research, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct

Who is Michael Speer formerly with Cambridge Investment Research, Inc.?

Michael Speer

Michael Speer (CRD #2414155) who was formerly registered with Cambridge Investment Research, Inc. and located in Greenwood Village, Colorado, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Inc., Michael Speer was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Michael Speer Customer Complaints

Michael Speer has been the subject of 7 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by Michael Speer’s current and former employers in favor of the investors. Two of the customer complaints were denied by Cambridge Investment Research and, to date, the customers have not taken any further action.

Allegations Against Michael Speer

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to disclose material facts regarding client’s investments.
  • Failure to disclose illiquidity of investments, forgery of signature, and improper fees were assessed.
  • Unsuitable recommendation of FDIC’s-insured Index linked annuity.
  • Breach of fiduciary duty and negligence related to unauthorized distribution from client’s account.
  • Suitability, fraud, breach of fiduciary duty, negligent misrepresentation, negligence, and breach of contract relation to the sale of a tenants in common investment.
  • Unsuitable recommendation of REIT investment.

Michael Speer Red Flags & Your Rights As An Investor

Of course, Michael Speer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Speer at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Speer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Michael Speer

If you have questions about Cambridge Investment Research, Inc. and/or Michael Speer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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