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Michael Saul Of Purshe Kaplan Sterling Investments, Transcend Wealth Collective And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Michael Saul of Purshe Kaplan Sterling Investments?

Michael Saul (CRD #2639925) who is currently registered with Purshe Kaplan Sterling Investments, Transcend Wealth Collective and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Purshe Kaplan Sterling Investments and Transcend Wealth Collective, Michael Saul was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Michael Saul Customer Complaints

Michael Saul has been the subject of 2 customer complaints that we know about. Both of Michael Saul’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Michael Saul

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged that Michael Saul misrepresented the annuity’s earnings rate to be five percent.
  • The customer alleged misrepresentation and unsuitable investment recommendations by Michael Saul.

Michael Saul Red Flags & Your Rights As An Investor

Of course, Michael Saul did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Saul at Purshe Kaplan Sterling Investments, Transcend Wealth Collective, and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Saul has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments Transcend Wealth Collective, and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Michael Saul

If you have questions about Purshe Kaplan Sterling Investments, Transcend Wealth Collective, Merrill Lynch Pierce Fenner & Smith, and/or Michael Saul and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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