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Michael Root Of MML Investors Services And Formerly With MSI Financial Services And NewSquare Capital Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Michael Root of MML Investors Services?

Michael Root (CRD #2723359) who is currently registered with MML Investors Services and located in Newtown Square, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Michael Root was associated with MSI Financial Services, NewSquare Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Michael Root Customer Complaints

Michael Root has been the subject of 2 customer complaints that we know about. Both of Michael Root’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Michael Root

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged the variable annuity Michael Root purchased was not in his best interests.
  • The complainant alleged that Michael Root misrepresented the variable annuity that she purchased, with regards to yearly growth.

Michael Root Red Flags & Your Rights As An Investor

Of course, Michael Root did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Root at MML Investors Services, MSI Financial Services, and NewSquare Capital on alert to review carefully the activity and performance of their accounts and question whether Michael Root has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and NewSquare Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MML Investors Services Due To Michael Root

If you have questions about MML Investors Services, MSI Financial Services, NewSquare Capital, and/or Michael Root and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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