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Michael Robertson Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Michael Robertson of Morgan Stanley?

Michael Robertson (CRD #1634076) who is currently registered with Morgan Stanley and located in Greensboro, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.

Michael Robertson Customer Complaints

Michael Robertson has been the subject of 4 customer complaints that we know about. One of Michael Robertson’s 4 customer complaints was settled in favor of investors. Three of Michael Robertson’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Michael Robertson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Allegations of Michael Robertson’s excessive buying and selling of securities, unsuitability and unauthorized trades.
  • Client alleged, inter alia, that Michael Robertson’s purchases of two annuities were misrepresented.
  • Client verbally alleged he wanted to sell REIT investments and Michael Robertson recommended against it. REITs subsequently declined in value.
  • The client alleged that he was reassured that a specific manager would be managing his account and that he would not lose money. The client also alleged that Michael Robertson recommended the purchase of the managed account because he could extract more in fees than a mutual fund.

Michael Robertson Red Flags & Your Rights As An Investor

Of course, Michael Robertson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Robertson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Robertson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Robertson

If you have questions about Morgan Stanley and/or Michael Robertson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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