DID MICHAEL JASON OLIVERI CAUSE YOU INVESTMENT LOSSES?
Michael Oliveri Of Santander Securities And Formerly With Merrill Lynch Pierce Fenner & Smith And Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct
Who is Michael Oliveri of Santander Securities?
Michael Oliveri (CRD #6308876) who is currently registered with Santander Securities and located in Newton, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Santander Securities, Michael Oliveri was associated with Merrill Lynch Pierce Fenner & Smith, Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Michael Oliveri Customer Complaint
Michael Oliveri has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative failed to follow his instructions to liquidate his account which resulted in loss. Michael Oliveri’s customer complaint was denied and, to date, the customer has not taken any further action.
Michael Oliveri Red Flags & Your Rights As An Investor
Of course, Michael Oliveri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Oliveri at Santander Securities, Merrill Lynch Pierce Fenner & Smith, and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Oliveri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities, Merrill Lynch Pierce Fenner & Smith, and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Santander Securities Due To Michael Oliveri
If you have questions about Santander Securities, Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or Michael Oliveri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.