| Read Time: 2 minutes | Morgan Stanley Complaints | News & Articles | UBS Financial Services Complaints |


Michael Nichley Of UBS Financial Services Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct

Who is Michael Nichley of UBS Financial Services Inc?

Michael Nichley

Michael Nichley (CRD #5774162) who is currently registered as a broker and investment adviser with UBS Financial Services Inc. and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services Inc., Michael Nichley was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Michael Nichley Customer Complaint

Michael Nichley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the option strategy in customer’s managed account was misrepresented as having a safety net that would prevent loss of the entire value. UBS Financial Services denied the customer complaint and, to date, no action has been taken by the customer against the firm or broker.

Michael Nichley Red Flags & Your Rights As An Investor

Of course, Michael Nichley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Nichley at UBS Financial Services Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Nichley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Michael Nichley

If you have questions about UBS Financial Services Inc., Morgan Stanley and/or Michael Nichley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars