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Michael Newins Of Stifel, Nicolaus & Company, Incorporated and Formerly With Park Avenue Securities LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Michael Newins of Stifel, Nicolaus & Company, Incorporated?

Michael Newins

Michael Newins (CRD #5866331) who is currently registered as a broker and investment adviser with Stifel, Nicolaus & Company, Incorporated and located in Hauppauge, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel, Nicolaus & Company, Incorporated, Michael Newins was associated with Park Avenue Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Michael Newins Customer Complaint

Michael Newins has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose tax consequences associated with liquidation of variable annuity contract and failure to inform clients of benefits of a 1035 exchange. The customer complaint registered with Park Avenue Securities is still pending review and resolution.

Michael Newins Red Flags & Your Rights As An Investor

Of course, Michael Newins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Newins at Stifel, Nicolaus & Company, Incorporated and Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Newins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Park Avenue Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Michael Newins

If you have questions about Stifel, Nicolaus & Company, Incorporated, Park Avenue Securities LLC and/or Michael Newins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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