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DID MICHAEL ANTHONY NEW CAUSE YOU INVESTMENT LOSSES?

Michael New Of BMO Harris Financial Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Michael New of BMO Harris Financial Advisors?

Michael New (CRD #3011733) who is currently registered with BMO Harris Financial Advisors and located in Schaumburg, Illinois is a subject of one of our many securities industry sales practice abuse investigations.

Michael New Customer Complaints

Michael New has been the subject of 2 customer complaints that we know about. One of Michael New’s 2 customer complaints was settled in favor of investors. One of Michael New’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Michael New

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Michael New’s poor recommendation in regards to mutual funds.
  • Customer alleged Michael New’s misrepresentation of a Unit Investment Trust.

Michael New Red Flags & Your Rights As An Investor

Of course, Michael New did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael New at BMO Harris Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael New has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BMO Harris Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At BMO Harris Financial Advisors Due To Michael New

If you have questions about BMO Harris Financial Advisors and/or Michael New and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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