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Michael Mosslih Of Aegis Capital Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Michael Mosslih of Aegis Capital?

Michael Mosslih (CRD #4662400) who is currently registered with Aegis Capital and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations.

Michael Mosslih Customer Complaints

Michael Mosslih has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Michael Mosslih’s 4 customer complaints was settled in favor of investors. Two of Michael Mosslih’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Aegis Capital for investment losses caused by Michael Mosslih’s alleged misconduct.

Allegations Against Michael Mosslih

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged stop loss orders were not placed by Michael Mosslih.
  • Client claims unauthorized trade on stock QLGC allegedly made by Michael Mosslih.
  • Customer claims Michael Mosslih allegedly promised one point stop loss on OXGN which was never entered.
  • Claimant alleged Michael Mosslih’s unsuitability, breach of contract, breach of fiduciary duty.

Michael Mosslih Red Flags & Your Rights As An Investor

Of course, Michael Mosslih did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Mosslih at Aegis Capital on alert to review carefully the activity and performance of their accounts and question whether Michael Mosslih has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Aegis Capital Due To Michael Mosslih

If you have questions about Aegis Capital and/or Michael Mosslih and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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