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Michael Lisle Of Brokers International Financial Services And Formerly With Mutual Of Omaha Investor Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Michael Lisle of Brokers International Financial Services?

Michael Lisle (CRD #3014232) who is currently registered with Brokers International Financial Services and located in Platteville, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Brokers International Financial Services, Michael Lisle was associated with Mutual Of Omaha Investor Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Michael Lisle Customer Complaints

Michael Lisle has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Michael Lisle’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Michael Lisle

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Michael Lisle failed to reallocate her variable annuity from 100% stock to 25% stock as instructed.
  • Customer alleged he was unaware of the sales charge to purchase by Michael Lisle.

Michael Lisle Red Flags & Your Rights As An Investor

Of course, Michael Lisle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Lisle at Brokers International Financial Services and Mutual Of Omaha Investor Services on alert to review carefully the activity and performance of their accounts and question whether Michael Lisle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Brokers International Financial Services and Mutual Of Omaha Investor Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Brokers International Financial Services Due To Michael Lisle

If you have questions about Brokers International Financial Services, Mutual Of Omaha Investor Services, and/or Michael Lisle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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